{"schema_version":"secwatch.filing_event.v1","accession":"0001193125-26-422992","form_type":"8-K","ticker":"ALXO","cik":"0001810182","company_name":"ALX ONCOLOGY HOLDINGS INC","filed_at":"2026-10-15T20:55:47+00:00","discovered_at":"2026-10-15T20:57:00.222973+00:00","generated_at":"2026-10-15T20:57:05.569870+00:00","sec_items":["1.01","3.02","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.45,"calibrated_materiality_score":0.45,"confidence":"high","headline":"ALX Oncology swaps 13.35M shares from Blackstone, RA Capital, venBio for $0.001 pre-funded warrants","bullets":["Stockholders surrender 13,353,384 common shares for no consideration; ALX issues pre-funded warrants for the same 13,353,384 shares at a $0.001 exercise price.","Blackstone Annex Master Fund surrenders 12,885,891 shares; RA Capital Healthcare Fund 213,667 shares; venBio Global Strategic Fund 253,826 shares.","Exchange made under Section 3(a)(9) registration exemption; settlement on or about October 15, 2026, with Computershare instructed to cancel or re-register the shares.","Warrants exercisable at any time for cash or cashless; 4.99%/9.99% beneficial ownership blockers, adjustable up to 19.99% effective 61 days after holder notice.","Company confirms no commissions or remuneration were paid to solicit the exchange; warrants and warrant shares may carry restrictive legends."],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-422992","json":"https://secwatch.observer/filing/0001193125-26-422992.json","markdown":"https://secwatch.observer/filing/0001193125-26-422992.md","text":"https://secwatch.observer/filing/0001193125-26-422992.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1810182/000119312526422992/0001193125-26-422992-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1810182/000119312526422992/alxo-20261014.htm"},"model":{"generated_by":"deepseek-v4.1-flash:cloud@v2","generated_at":"2026-10-15T20:57:05.569870+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}