secwatch.observer — SEC 8-K summary
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Issuer:     Rafael Holdings, Inc. (RFL)
CIK:        0001713863
Form:       8-K
Filed at:   2021-09-14T23:59:59+00:00
Accession:  0001213900-21-047884
Event type: leadership
Sentiment:  neutral
Materiality: 0.50
Item codes: 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Rafael Holdings appoints Patrick Fabbio as CFO, replacing David Polinsky
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- David Polinsky resigned as CFO effective September 13, 2021.
- Patrick Fabbio appointed CFO effective September 13, 2021; base salary $425k, signing bonus $50k, target bonus 40%.
- Initial stock option grant valued at $2.5M, vesting over 4 years (25% first anniversary, then monthly).
- Severance: 3 months base if terminated w/o cause within first year; 6 months after; 12 months post-Change of Control.
- Press release notes Phase 3 registrational trial for CPI-613 (metastatic pancreatic cancer) data readout expected Q4 2021.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1713863/000121390021047884/0001213900-21-047884-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1713863/000121390021047884/ea147371-8k_rafaelhold.htm
  HTML page:      https://secwatch.observer/filing/0001213900-21-047884

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer