---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-21-057401"
form_type: "8-K"
ticker: "PFX"
cik: "0001490349"
company_name: "PhenixFIN Corp"
filed_at: "2021-11-08T23:59:59+00:00"
generated_at: "2026-06-28T11:25:41.927507+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.3
calibrated_materiality_score: 0.3
confidence: "low"
source: SEC EDGAR
---

# PhenixFIN files prospectus supplement with preliminary FY2021 Q4 and annual results

## Summary
- Company filed a prospectus supplement on Nov 8, 2021 containing preliminary estimates for quarter and year ended Sept 30, 2021.
- No specific financial figures are disclosed in the 8-K; full details are in the incorporated Exhibit 99.1.
- The supplement was filed under Rule 424(b)(2) and is not deemed filed for Exchange Act purposes.
- Ticker: PFX (NASDAQ); also lists 6.125% Notes due 2023 under symbol PFXNL.

## SEC filing metadata
- accession: 0001213900-21-057401
- form_type: 8-K
- ticker: PFX
- cik: 0001490349
- company_name: PhenixFIN Corp
- filed_at: 2021-11-08T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.3
- calibrated_materiality_score: 0.3
- confidence: low
- sec_items: 2.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1490349/000121390021057401/0001213900-21-057401-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1490349/000121390021057401/s134288_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-21-057401
- JSON: https://secwatch.observer/filing/0001213900-21-057401.json
- Plain text: https://secwatch.observer/filing/0001213900-21-057401.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.