secwatch.observer — SEC 8-K summary
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Issuer:     PhenixFIN Corp (PFX)
CIK:        0001490349
Form:       8-K
Filed at:   2021-11-08T23:59:59+00:00
Accession:  0001213900-21-057401
Event type: other_material
Sentiment:  neutral
Materiality: 0.30
Item codes: 2.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

PhenixFIN files prospectus supplement with preliminary FY2021 Q4 and annual results
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- Company filed a prospectus supplement on Nov 8, 2021 containing preliminary estimates for quarter and year ended Sept 30, 2021.
- No specific financial figures are disclosed in the 8-K; full details are in the incorporated Exhibit 99.1.
- The supplement was filed under Rule 424(b)(2) and is not deemed filed for Exchange Act purposes.
- Ticker: PFX (NASDAQ); also lists 6.125% Notes due 2023 under symbol PFXNL.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1490349/000121390021057401/0001213900-21-057401-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1490349/000121390021057401/s134288_8k.htm
  HTML page:      https://secwatch.observer/filing/0001213900-21-057401

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