---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-21-058308"
form_type: "8-K"
ticker: "PFX"
cik: "0001490349"
company_name: "PhenixFIN Corp"
filed_at: "2021-11-12T23:59:59+00:00"
generated_at: "2026-06-28T09:07:36.417862+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# PhenixFIN issues $50M 5.25% Notes due 2028; overallotment option of $7.5M

## Summary
- Issued $50.0M aggregate principal of 5.25% Notes due 2028 via Oppenheimer & Co.
- Underwriters have 30-day option to purchase up to $7.5M additional notes.
- Closing expected November 15, 2021, subject to customary conditions.
- Offering made under shelf registration statement N-2 (333-258913).

## SEC filing metadata
- accession: 0001213900-21-058308
- form_type: 8-K
- ticker: PFX
- cik: 0001490349
- company_name: PhenixFIN Corp
- filed_at: 2021-11-12T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1490349/000121390021058308/0001213900-21-058308-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1490349/000121390021058308/s134318_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-21-058308
- JSON: https://secwatch.observer/filing/0001213900-21-058308.json
- Plain text: https://secwatch.observer/filing/0001213900-21-058308.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.