secwatch.observer — SEC 8-K summary ====================================== Issuer: PhenixFIN Corp (PFX) CIK: 0001490349 Form: 8-K Filed at: 2021-11-12T23:59:59+00:00 Accession: 0001213900-21-058308 Event type: debt Sentiment: neutral Materiality: 0.50 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 PhenixFIN issues $50M 5.25% Notes due 2028; overallotment option of $7.5M ------------------------------------------------------------------------- - Issued $50.0M aggregate principal of 5.25% Notes due 2028 via Oppenheimer & Co. - Underwriters have 30-day option to purchase up to $7.5M additional notes. - Closing expected November 15, 2021, subject to customary conditions. - Offering made under shelf registration statement N-2 (333-258913). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1490349/000121390021058308/0001213900-21-058308-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1490349/000121390021058308/s134318_8k.htm HTML page: https://secwatch.observer/filing/0001213900-21-058308 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer