---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-21-059528"
form_type: "8-K"
ticker: "PFX"
cik: "0001490349"
company_name: "PhenixFIN Corp"
filed_at: "2021-11-15T23:59:59+00:00"
generated_at: "2026-06-28T08:18:47.719202+00:00"
event_type: "debt"
sentiment: "positive"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# PhenixFIN issues $57.5M of 5.25% notes due 2028, redeems $55.3M of 6.125% notes due 2023

## Summary
- Issued $57.5M aggregate principal of 5.25% Notes due November 1, 2028; net proceeds to redeem 2023 Notes.
- Redeeming $55.325M of 6.125% Notes due 2023 on December 16, 2021 at 100% of par plus accrued interest.
- After redemption, approximately $22.5M of the 2023 Notes will remain outstanding.
- New notes are unsecured, rank pari passu with existing unsecured debt; interest paid quarterly starting Feb 1, 2022.

## SEC filing metadata
- accession: 0001213900-21-059528
- form_type: 8-K
- ticker: PFX
- cik: 0001490349
- company_name: PhenixFIN Corp
- filed_at: 2021-11-15T23:59:59+00:00
- event_type: debt
- sentiment: positive
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 2.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1490349/000121390021059528/0001213900-21-059528-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1490349/000121390021059528/s134346_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-21-059528
- JSON: https://secwatch.observer/filing/0001213900-21-059528.json
- Plain text: https://secwatch.observer/filing/0001213900-21-059528.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.