secwatch.observer — SEC 8-K summary ====================================== Issuer: PhenixFIN Corp (PFX) CIK: 0001490349 Form: 8-K Filed at: 2021-11-15T23:59:59+00:00 Accession: 0001213900-21-059528 Event type: debt Sentiment: positive Materiality: 0.60 Item codes: 1.01, 2.03, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 PhenixFIN issues $57.5M of 5.25% notes due 2028, redeems $55.3M of 6.125% notes due 2023 -------------------------------------------------------------------------------- - Issued $57.5M aggregate principal of 5.25% Notes due November 1, 2028; net proceeds to redeem 2023 Notes. - Redeeming $55.325M of 6.125% Notes due 2023 on December 16, 2021 at 100% of par plus accrued interest. - After redemption, approximately $22.5M of the 2023 Notes will remain outstanding. - New notes are unsecured, rank pari passu with existing unsecured debt; interest paid quarterly starting Feb 1, 2022. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1490349/000121390021059528/0001213900-21-059528-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1490349/000121390021059528/s134346_8k.htm HTML page: https://secwatch.observer/filing/0001213900-21-059528 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer