{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-21-061000","form_type":"8-K","ticker":"RFL","cik":"0001713863","company_name":"Rafael Holdings, Inc.","filed_at":"2021-11-22T23:59:59+00:00","discovered_at":"2026-05-14T18:04:13.801718+00:00","generated_at":"2026-06-28T06:10:01.061775+00:00","sec_items":["5.02","9.01"],"event_type":"leadership","sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"confidence":"high","headline":"Rafael Holdings CEO Ameet Mallik to step down; Howard Jonas named CEO after disappointing trial results","bullets":["CEO Ameet Mallik resigns effective Jan 31, 2022; remains on board and chairs new Transition Committee.","Chairman Howard Jonas named CEO effective Feb 1, 2022; he previously served as CEO from March 2018 to April 2021.","CFO Patrick Fabbio also named President; all options to vest Sept 30, 2026; severance terms amended.","Chief Commercial Officer William Conkling, Chief Legal Officer, Chief Corporate Affairs Officer, and Chief Compliance Officer depart by end of January 2022.","Leadership realignment follows disappointing Phase 3 results for CPI-613 (devimistat) in pancreatic cancer and AML."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-21-061000","json":"https://secwatch.observer/filing/0001213900-21-061000.json","markdown":"https://secwatch.observer/filing/0001213900-21-061000.md","text":"https://secwatch.observer/filing/0001213900-21-061000.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1713863/000121390021061000/0001213900-21-061000-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1713863/000121390021061000/ea151164-8k_rafaelhold.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-28T06:10:01.061775+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"3cb6fbfd02","claim":"William Conkling departed as Chief Commercial and Business Officer at Rafael Holdings, Inc..","evidence_excerpt":"On November 21, 2021, the Board of Directors decided that William Conkling will depart as the Company’s Chief Commercial and Business Officer, effective January 31, 2022.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1713863/000121390021061000/0001213900-21-061000-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"depart"},{"label":"Role","value":"Chief Commercial and Business Officer"}],"fact_type":"executive_change"},{"claim_id":"846869b8a5","claim":"Howard Jonas was elected as Chief Executive Officer at Rafael Holdings, Inc..","evidence_excerpt":"On November 21, 2021, the Company’s Board of Directors (i) elected Howard Jonas, the Company’s Chairman of the Board, as the Company’s Chief Executive Officer, effective February 1, 2022","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1713863/000121390021061000/0001213900-21-061000-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"elected"},{"label":"Role","value":"Chief Executive Officer"}],"fact_type":"executive_change"},{"claim_id":"d4f7df3999","claim":"Patrick Fabbio was elected as President at Rafael Holdings, Inc..","evidence_excerpt":"elected Patrick Fabbio, the Company’s Chief Financial Officer, as President in addition to his role as the Chief Financial Officer.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1713863/000121390021061000/0001213900-21-061000-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"elected"},{"label":"Role","value":"President"}],"fact_type":"executive_change"},{"claim_id":"ec6793202a","claim":"Ameet Mallik resigned as Chief Executive Officer at Rafael Holdings, Inc..","evidence_excerpt":"On November 21, 2021, Ameet Mallik resigned as Chief Executive Officer of Rafael Holdings, Inc. (the “Company”), effective January 31, 2022.","evidence_source":"SEC 8-K Item 5.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1713863/000121390021061000/0001213900-21-061000-index.htm","confidence":1.0,"family_label":"Executive change","details":[{"label":"Action","value":"resigned"},{"label":"Role","value":"Chief Executive Officer"}],"fact_type":"executive_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}