secwatch.observer — SEC 8-K summary
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Issuer:     Rafael Holdings, Inc. (RFL)
CIK:        0001713863
Form:       8-K
Filed at:   2021-11-22T23:59:59+00:00
Accession:  0001213900-21-061000
Event type: leadership
Sentiment:  negative
Materiality: 0.85
Item codes: 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Rafael Holdings CEO Ameet Mallik to step down; Howard Jonas named CEO after disappointing trial results
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- CEO Ameet Mallik resigns effective Jan 31, 2022; remains on board and chairs new Transition Committee.
- Chairman Howard Jonas named CEO effective Feb 1, 2022; he previously served as CEO from March 2018 to April 2021.
- CFO Patrick Fabbio also named President; all options to vest Sept 30, 2026; severance terms amended.
- Chief Commercial Officer William Conkling, Chief Legal Officer, Chief Corporate Affairs Officer, and Chief Compliance Officer depart by end of January 2022.
- Leadership realignment follows disappointing Phase 3 results for CPI-613 (devimistat) in pancreatic cancer and AML.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1713863/000121390021061000/0001213900-21-061000-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1713863/000121390021061000/ea151164-8k_rafaelhold.htm
  HTML page:      https://secwatch.observer/filing/0001213900-21-061000

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer