---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-21-063144"
form_type: "8-K"
ticker: "XFLT"
cik: "0001703079"
company_name: "XAI Octagon Floating Rate & Alternative Income Trust"
filed_at: "2021-12-02T23:59:59+00:00"
generated_at: "2026-06-28T04:12:03.312431+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# XAI Octagon Floating Rate & Alternative Income Term Trust launches ATM offering of up to 11.4M common shares

## Summary
- Entered amended distribution agreement with Foreside Fund Services to sell up to 11,367,051 common shares in ATM offerings.
- Minimum sale price: NAV per share plus commission; UBS Securities LLC serves as sub-placement agent.
- Offering commenced Dec 2, 2021; prospectus supplement dated same day filed under Registration No. 333-251542.
- Common shares (XFLT) offered; preferred shares (XFLTPRA) unaffected.

## SEC filing metadata
- accession: 0001213900-21-063144
- form_type: 8-K
- ticker: XFLT
- cik: 0001703079
- company_name: XAI Octagon Floating Rate & Alternative Income Trust
- filed_at: 2021-12-02T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1703079/000121390021063144/0001213900-21-063144-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1703079/000121390021063144/s134588_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-21-063144
- JSON: https://secwatch.observer/filing/0001213900-21-063144.json
- Plain text: https://secwatch.observer/filing/0001213900-21-063144.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.