secwatch.observer — SEC 8-K summary
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Issuer:     XAI Octagon Floating Rate & Alternative Income Trust (XFLT)
CIK:        0001703079
Form:       8-K
Filed at:   2021-12-02T23:59:59+00:00
Accession:  0001213900-21-063144
Event type: other_material
Sentiment:  neutral
Materiality: 0.55
Item codes: 1.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

XAI Octagon Floating Rate & Alternative Income Term Trust launches ATM offering of up to 11.4M common shares
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- Entered amended distribution agreement with Foreside Fund Services to sell up to 11,367,051 common shares in ATM offerings.
- Minimum sale price: NAV per share plus commission; UBS Securities LLC serves as sub-placement agent.
- Offering commenced Dec 2, 2021; prospectus supplement dated same day filed under Registration No. 333-251542.
- Common shares (XFLT) offered; preferred shares (XFLTPRA) unaffected.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1703079/000121390021063144/0001213900-21-063144-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1703079/000121390021063144/s134588_8k.htm
  HTML page:      https://secwatch.observer/filing/0001213900-21-063144

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