---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-21-066181"
form_type: "8-K"
ticker: "PFX"
cik: "0001490349"
company_name: "PhenixFIN Corp"
filed_at: "2021-12-20T23:59:59+00:00"
generated_at: "2026-06-27T23:40:07.255813+00:00"
event_type: "earnings"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# PhenixFIN Q4 net investment income $1.1M; NAV per share $57.08; launches gem/jewelry lending and issues $57.5M notes

## Summary
- Total investment income $4.4M; net investment income $1.1M for quarter ended Sep 30, 2021.
- NAV $143.7M ($57.08/share) vs $55.30 a year ago; cash and equivalents $69.4M.
- Launched FlexFIN, LLC, an asset-based lending business for gem and jewelry industry.
- Subsequent event: issued $57.5M aggregate principal of 5.25% unsecured notes due 2028 on Nov 15, 2021.
- Repurchased 141,700 shares for $5.9M in Q4; net capital loss carryforward $490M.

## SEC filing metadata
- accession: 0001213900-21-066181
- form_type: 8-K
- ticker: PFX
- cik: 0001490349
- company_name: PhenixFIN Corp
- filed_at: 2021-12-20T23:59:59+00:00
- event_type: earnings
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 2.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1490349/000121390021066181/0001213900-21-066181-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1490349/000121390021066181/ea152662-8k_phenixfincorp.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-21-066181
- JSON: https://secwatch.observer/filing/0001213900-21-066181.json
- Plain text: https://secwatch.observer/filing/0001213900-21-066181.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.