secwatch.observer — SEC 8-K summary
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Issuer:     PhenixFIN Corp (PFX)
CIK:        0001490349
Form:       8-K
Filed at:   2021-12-20T23:59:59+00:00
Accession:  0001213900-21-066181
Event type: earnings
Sentiment:  neutral
Materiality: 0.60
Item codes: 2.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

PhenixFIN Q4 net investment income $1.1M; NAV per share $57.08; launches gem/jewelry lending and issues $57.5M notes
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- Total investment income $4.4M; net investment income $1.1M for quarter ended Sep 30, 2021.
- NAV $143.7M ($57.08/share) vs $55.30 a year ago; cash and equivalents $69.4M.
- Launched FlexFIN, LLC, an asset-based lending business for gem and jewelry industry.
- Subsequent event: issued $57.5M aggregate principal of 5.25% unsecured notes due 2028 on Nov 15, 2021.
- Repurchased 141,700 shares for $5.9M in Q4; net capital loss carryforward $490M.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1490349/000121390021066181/0001213900-21-066181-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1490349/000121390021066181/ea152662-8k_phenixfincorp.htm
  HTML page:      https://secwatch.observer/filing/0001213900-21-066181

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer