secwatch.observer — SEC 8-K summary ====================================== Issuer: Rafael Holdings, Inc. (RFL) CIK: 0001713863 Form: 8-K Filed at: 2022-01-21T23:59:59+00:00 Accession: 0001213900-22-002935 Event type: leadership Sentiment: neutral Materiality: 0.75 Item codes: 5.02, 5.07, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Rafael Holdings appoints William Conkling as CEO, effective Feb 1, 2022 ----------------------------------------------------------------------- - William Conkling, former Chief Commercial & Business Officer, becomes CEO; Ameet Mallik remains on Board and chairs Transition Committee. - Conkling receives $500K base salary, 50% target bonus, and 623,732 restricted shares vesting over 3+ years beginning Dec 21, 2022. - CMO Mimi Huizinga departs Jan 31, 2022; Dr. Rick Ewing (ex-BMS) named Head of Drug Discovery. - Shareholders elected all director nominees, ratified CohnReznick as auditor, and approved 2021 Equity Incentive Plan with 85.66% support. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1713863/000121390022002935/0001213900-22-002935-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1713863/000121390022002935/ea154267-8k_rafaelhold.htm HTML page: https://secwatch.observer/filing/0001213900-22-002935 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer