secwatch.observer — SEC 8-K summary ====================================== Issuer: SIEBERT FINANCIAL CORP (SIEB) CIK: 0000065596 Form: 8-K Filed at: 2022-05-27T23:59:59+00:00 Accession: 0001213900-22-030156 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Siebert Financial enters $9.6M at-the-market equity offering with JonesTrading ------------------------------------------------------------------------------ - Agreement allows sale of up to $9.6M in common stock through JonesTrading as agent. - Commission of 3.0% of gross proceeds; sales at market prices, no obligation to sell. - Sales under existing effective S-3 shelf; prospectus supplement filed May 27, 2022. - Company or agent may suspend or terminate the offering at any time. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/65596/000121390022030156/0001213900-22-030156-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/65596/000121390022030156/sieb8krfd.htm HTML page: https://secwatch.observer/filing/0001213900-22-030156 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer