---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-22-063266"
form_type: "8-K"
ticker: "CLRCF"
cik: "0001903392"
company_name: "ClimateRock"
filed_at: "2022-10-11T23:59:59+00:00"
generated_at: "2026-06-23T04:33:07.327273+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.35
calibrated_materiality_score: 0.35
confidence: "high"
source: SEC EDGAR
---

# ClimateRock amends Gluon engagement; success fee cut to $250K, new financing fees set

## Summary
- Reduced Transaction Success Fee from $1,000,000 to $250,000 under First Amendment to Gluon engagement letter.
- For debt financing introduced by Gluon, cash fee of 2.0% of gross proceeds at closing.
- For equity/equity-linked/convertible financing introduced by Gluon, cash fee of 5.0% of gross proceeds at closing.
- All other terms of original engagement remain unchanged.

## SEC filing metadata
- accession: 0001213900-22-063266
- form_type: 8-K
- ticker: CLRCF
- cik: 0001903392
- company_name: ClimateRock
- filed_at: 2022-10-11T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.35
- calibrated_materiality_score: 0.35
- confidence: high
- sec_items: 1.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1903392/000121390022063266/0001213900-22-063266-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1903392/000121390022063266/ea166959-8k_climaterock.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-22-063266
- JSON: https://secwatch.observer/filing/0001213900-22-063266.json
- Plain text: https://secwatch.observer/filing/0001213900-22-063266.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.