secwatch.observer — SEC 8-K summary ====================================== Issuer: ClimateRock (CLRCF) CIK: 0001903392 Form: 8-K Filed at: 2022-10-11T23:59:59+00:00 Accession: 0001213900-22-063266 Event type: other_material Sentiment: neutral Materiality: 0.35 Item codes: 1.01 LLM model: deepseek-v4-flash:cloud@v2 ClimateRock amends Gluon engagement; success fee cut to $250K, new financing fees set -------------------------------------------------------------------------------- - Reduced Transaction Success Fee from $1,000,000 to $250,000 under First Amendment to Gluon engagement letter. - For debt financing introduced by Gluon, cash fee of 2.0% of gross proceeds at closing. - For equity/equity-linked/convertible financing introduced by Gluon, cash fee of 5.0% of gross proceeds at closing. - All other terms of original engagement remain unchanged. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1903392/000121390022063266/0001213900-22-063266-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1903392/000121390022063266/ea166959-8k_climaterock.htm HTML page: https://secwatch.observer/filing/0001213900-22-063266 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer