secwatch.observer — SEC 8-K summary ====================================== Issuer: ESCALON MEDICAL CORP (ESMC) CIK: 0000862668 Form: 8-K Filed at: 2022-11-02T23:59:59+00:00 Accession: 0001213900-22-068665 Event type: other_material Sentiment: negative Materiality: 0.60 Item codes: 4.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Escalon Medical dismisses Friedman LLP, engages Marcum LLP as auditor; going concern noted -------------------------------------------------------------------------------- - Board dismissed Friedman and engaged Marcum effective Oct 28, 2022, following Friedman's combination with Marcum. - No disagreements or reportable events occurred during the past two fiscal years or interim period through Oct 28, 2022. - Friedman's FY2021 and FY2022 reports included going concern qualification due to accumulated deficit, recurring losses, negative cash flows. - Friedman provided a letter concurring with the disclosures, filed as Exhibit 16.1. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/862668/000121390022068665/0001213900-22-068665-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/862668/000121390022068665/ea167910-8k_escalon.htm HTML page: https://secwatch.observer/filing/0001213900-22-068665 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer