{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-22-077385","form_type":"8-K","ticker":null,"cik":"0001851860","company_name":"SMART FOR LIFE, INC.","filed_at":"2022-12-02T23:59:59+00:00","discovered_at":"2026-05-14T18:03:52.751717+00:00","generated_at":"2026-06-21T10:25:59.601643+00:00","sec_items":["1.01","2.03","3.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.85,"calibrated_materiality_score":0.85,"confidence":"high","headline":"SMFL receives Nasdaq delisting notice for equity deficiency; extends debt maturities","bullets":["Nasdaq notified SMFL of non-compliance with $2.5M stockholders' equity rule (equity $2,051,279 as of Sep 30, 2022).","Nasdaq terminated bid price grace period early; SMFL will request hearing to stay delisting.","Extended Ceautamed Notes maturity to June 1, 2023; default interest increased to 15%.","Amended DSO Note: deferred first payment to Feb 15, 2023; maturity to Aug 15, 2024; shares and fee to Moulavi.","Entered new 7,877 sq ft HQ lease in Boca Raton, FL, term through Dec 2029 with 3.5% annual rent increases."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-22-077385","json":"https://secwatch.observer/filing/0001213900-22-077385.json","markdown":"https://secwatch.observer/filing/0001213900-22-077385.md","text":"https://secwatch.observer/filing/0001213900-22-077385.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1851860/000121390022077385/0001213900-22-077385-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1851860/000121390022077385/ea169583-8k_smartforlife.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-21T10:25:59.601643+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"6e816a5871d5e7319b47a93fa9a1070df36d653a","claim":"SMART FOR LIFE, INC. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b), 5101).","evidence_excerpt":"November 28, 2022, the Company received a notification letter from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with the Nasdaq stockholders’ equity requirement of $2,500,000 for continued listing on The Nasdaq Capital Market, as set forth in Listing Rule 5550(b), given that the Company’s Form 10-Q for the period ended September 30, 2022 evidenced stockholders’ equity of only $2,051,279. The Company was previously under a grace period for the $1.00 bid price requirement, as set forth in Listing Rule 5550(a)(2), that was set to expire on November 29","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1851860/000121390022077385/0001213900-22-077385-index.htm","confidence":0.9,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"deficiency notice"},{"label":"Deficiency","value":"stockholders equity"},{"label":"Rules","value":"5550(b), 5101"}],"fact_type":"exchange_compliance_notice"},{"claim_id":"fffccf2887b0f3247407f4129ba4b69ed4f96777","claim":"SMART FOR LIFE, INC. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5101).","evidence_excerpt":"November 28, 2022, the Company received a notification letter from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with the Nasdaq stockholders’ equity requirement of $2,500,000 for continued listing on The Nasdaq Capital Market, as set forth in Listing Rule 5550(b), given that the Company’s Form 10-Q for the period ended September 30, 2022 evidenced stockholders’ equity of only $2,051,279. The Company was previously under a grace period for the $1.00 bid price requirement, as set forth in Listing Rule 5550(a)(2), that was set to expire on November 29","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1851860/000121390022077385/0001213900-22-077385-index.htm","confidence":0.9,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"deficiency notice"},{"label":"Deficiency","value":"minimum bid price"},{"label":"Rules","value":"5550(a)(2), 5101"}],"fact_type":"exchange_compliance_notice"},{"claim_id":"01d0c13ac3863060d82c42a6c885c6c4a019230b","claim":"SMART FOR LIFE, INC. entered into Lease with 990 S Rogers Circle, LLC (effective 2022-11-28).","evidence_excerpt":"On November 28, 2022, Smart for Life, Inc. (the “Company”) entered into a lease agreement (the “Lease”) with 990 S Rogers Circle, LLC (the “Landlord”) for a 7,877 square foot premises located in Boca Raton, Florida, which will serve as the Company’s new corporate headquarters.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1851860/000121390022077385/0001213900-22-077385-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"lease"},{"label":"Counterparty","value":"990 S Rogers Circle, LLC"},{"label":"Effective","value":"2022-11-28"}],"fact_type":"material_agreement"},{"claim_id":"2b1e9c596fe0ba2e0c62675655cd7ed200e3f735","claim":"SMART FOR LIFE, INC. amended DSO Amendment with Sasson E. Moulavi (effective 2022-11-29).","evidence_excerpt":"On November 29, 2022, the Company entered into a letter agreement with Dr. Moulavi to amend the terms of the DSO Note (the “DSO Amendment”).","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1851860/000121390022077385/0001213900-22-077385-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"amendment"},{"label":"Agreement","value":"notes offering"},{"label":"Counterparty","value":"Sasson E. Moulavi"},{"label":"Effective","value":"2022-11-29"}],"fact_type":"material_agreement"},{"claim_id":"4f245307961aa01c32f0b4c0c6532a89190b820e","claim":"SMART FOR LIFE, INC. amended Ceautamed Amendments with holders of most of the Ceautamed Notes (effective 2022-11-28).","evidence_excerpt":"On November 28, 2022, the Company entered into letter agreements with the holders of most of the Ceautamed Notes to amend the terms of the Ceautamed Notes (the “Ceautamed Amendments”).","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1851860/000121390022077385/0001213900-22-077385-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"amendment"},{"label":"Agreement","value":"notes offering"},{"label":"Counterparty","value":"holders of most of the Ceautamed Notes"},{"label":"Effective","value":"2022-11-28"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}