Extracted from this filing and checked against the source text.
Debt Financings
SEC 8-K Item 2.03/2.04
confidence 0.9
SARATOGA INVESTMENT CORP. incurred senior notes of $52,500,000 with Ladenburg Thalmann & Co. Inc. and other underwriters at 8.125% maturing 2027.
- Instrument
- senior notes
- Principal
- $52,500,000
- Counterparty
- Ladenburg Thalmann & Co. Inc. and other underwriters
- Rate
- 8.125%
- Maturity
- 2027
- Event
- incurrence
Exact text from the filing
On December 5, 2022, Saratoga Investment Corp. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Saratoga Investment Advisors, LLC (the “Adviser”) and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named in Schedule I thereto, in connection with the issuance and sale of $52,500,000 aggregate principal amount of the Company’s 8.125% Notes due 2027 (the “Notes” and the issuance and sale of the Notes, the “Offering”).
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
SARATOGA INVESTMENT CORP. entered into Underwriting Agreement with Ladenburg Thalmann & Co. Inc. valued at $52,500,000 (effective 2022-12-05).
- Action
- entry
- Agreement
- underwriting
- Counterparty
- Ladenburg Thalmann & Co. Inc.
- Value
- $52,500,000
- Effective
- 2022-12-05
Exact text from the filing
On December 5, 2022, Saratoga Investment Corp. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Saratoga Investment Advisors, LLC (the “Adviser”) and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named in Schedule I thereto, in connection with the issuance and sale of $52,500,000 aggregate principal amount of the Company’s 8.125% Notes due 2027
View on SEC.gov