---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-22-081611"
form_type: "8-K"
ticker: "ALLR"
cik: "0001860657"
company_name: "Allarity Therapeutics, Inc."
filed_at: "2022-12-21T23:59:59+00:00"
generated_at: "2026-06-21T01:07:20.317304+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Dec 20, 2022: Allarity Therapeutics (ALLR) gets Nasdaq deficiency notice for MVPHS non-compliance

## Summary
- Nasdaq notice: MVPHS below $5M for 31 consecutive business days through Dec 19, 2022.
- Compliance period of 180 days until June 19, 2023; must close at $5M for 10 consecutive business days.
- If not compliant by deadline, company may face delisting from Nasdaq Global Market.
- Company intends to monitor MVPHS and evaluate available options to regain compliance.

## SEC filing metadata
- accession: 0001213900-22-081611
- form_type: 8-K
- ticker: ALLR
- cik: 0001860657
- company_name: Allarity Therapeutics, Inc.
- filed_at: 2022-12-21T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1860657/000121390022081611/0001213900-22-081611-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1860657/000121390022081611/ea170617-8k_allarity.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-22-081611
- JSON: https://secwatch.observer/filing/0001213900-22-081611.json
- Plain text: https://secwatch.observer/filing/0001213900-22-081611.txt

## Key facts
- Listing & Compliance Notices
  Allarity Therapeutics, Inc. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(1)(C), 5810(c)(3)(D)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: market value
  - Rules: 5450(b)(1)(C), 5810(c)(3)(D)
  source text: December 20, 2022, the Company received a written notice (the “Notice”) from the Nasdaq Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company is not in compliance with the minimum Market Value of Publicly Held Shares (“MVPHS”) of $5,000,000 under the Nasdaq Listing Rules (the “Listing Rules”). Based on the Company’s MVPHS for the last thirty-one (31) consecutive business days from November 4, 2022 to December 19, 2022, the Company no longer meets the minimum MVPHS requirement set forth in Listing Rule 5450(b)(1)(C). The Notice is only a notificatio
  evidence_url: https://www.sec.gov/Archives/edgar/data/1860657/000121390022081611/0001213900-22-081611-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.