secwatch / observer
8-K filed December 22, 2022, 6:59 PM ET ticker FRMM CIK 0001690080
other material confidence high sentiment neutral materiality 0.70

180 Life Sciences raises ~$6M in registered direct offering of shares and warrants

FORUM MARKETS Inc

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

FORUM MARKETS Inc entered into Purchase Agreement with a certain institutional investor valued at approximately $6 million (effective 2022-12-20).

Action
entry
Agreement
equity purchase
Counterparty
a certain institutional investor
Value
approximately $6 million
Effective
2022-12-20
Exact text from the filing
On December 20, 2022, 180 Life Sciences Corp., a Delaware corporation (the “ Company ”), entered into a securities purchase agreement (the “ Purchase Agreement ”) with a certain institutional investor (the “ Purchaser ”).
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

FORUM MARKETS Inc entered into Warrant Agent Agreement with Continental Stock Transfer & Trust Company (effective 2022-12-22).

Action
entry
Counterparty
Continental Stock Transfer & Trust Company
Effective
2022-12-22
Exact text from the filing
On December 22, 2022, in connection with the closing of the offering, the Company entered into a Warrant Agent Agreement with Continental Stock Transfer & Trust Company, as warrant agent, in connection with each of the Pre-Funded Warrants and the Common Warrants (each, a “ Warrant Agent Agreement ” and, collectively, the “ Warrant Agent Agreements ”).
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

FORUM MARKETS Inc entered into Placement Agent Agreement with A.G.P./Alliance Global Partners (effective 2022-12-20).

Action
entry
Agreement
underwriting
Counterparty
A.G.P./Alliance Global Partners
Effective
2022-12-20
Exact text from the filing
On December 20, 2022, the Company also entered into a placement agent agreement (the “ Placement Agent Agreement ”) with A.G.P./Alliance Global Partners (the “ Placement Agent ”).
View on SEC.gov

273 material agreements filed in the last 30 days. Browse all material agreements →

FORUM MARKETS Inc filing history →

Source: SEC EDGAR
accession 0001213900-22-082245
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