secwatch.observer — SEC 8-K summary ====================================== Issuer: Aeluma, Inc. (ALMU) CIK: 0001828805 Form: 8-K Filed at: 2022-12-23T23:59:59+00:00 Accession: 0001213900-22-082369 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 1.01, 3.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Aeluma closes initial $1.55M private placement of common stock at $3.00/share ----------------------------------------------------------------------------- - Gross proceeds of $1.551 million from sale of 517,000 shares at $3.00 per share to 21 accredited investors. - Cash placement agent fee of $101,030 plus warrants to purchase up to 29,067 shares at $3.00 per share. - Company to register the common shares under a Registration Rights Agreement with investors. - Offering exempt from registration under Section 4(a)(2) and Rule 506 of Regulation D. - Proceeds expected to support working capital and general corporate purposes. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1828805/000121390022082369/0001213900-22-082369-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1828805/000121390022082369/ea170759-8k_aeluma.htm HTML page: https://secwatch.observer/filing/0001213900-22-082369 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer