---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-22-083037"
form_type: "8-K"
ticker: null
cik: "0001840292"
company_name: "Heliogen, Inc."
filed_at: "2022-12-28T23:59:59+00:00"
generated_at: "2026-06-20T22:35:28.423588+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Heliogen receives NYSE notice of non-compliance with $1.00 minimum share price

## Summary
- Received NYSE notice on Dec 23, 2022; avg closing price below $1.00 over 30 trading days.
- Has six-month cure period to regain compliance; shares continue trading during this period.
- Considering options including potential reverse stock split, subject to stockholder approval.
- No immediate impact on listing or business operations; compliance with other NYSE standards.

## SEC filing metadata
- accession: 0001213900-22-083037
- form_type: 8-K
- cik: 0001840292
- company_name: Heliogen, Inc.
- filed_at: 2022-12-28T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1840292/000121390022083037/0001213900-22-083037-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1840292/000121390022083037/ea170901-8k_heliogen.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-22-083037
- JSON: https://secwatch.observer/filing/0001213900-22-083037.json
- Plain text: https://secwatch.observer/filing/0001213900-22-083037.txt

## Key facts
- Listing & Compliance Notices
  Heliogen, Inc. received a nyse deficiency notice notice regarding minimum bid price (rules 802.01C).
  - Exchange: nyse
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 802.01C
  source text: December 23, 2022, Heliogen, Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the New York Stock Exchange (the “ NYSE ”) that the average closing price of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”), had fallen below $1.00 per share over a period of 30 consecutive trading days, which is the minimum average closing price per share required to maintain continued listing on the NYSE under Section 802.01C of the NYSE Listed Company Manual (“ Section 802.01C ”). In accordance with the NYSE rules, the Company will be providing the NYSE with wr
  evidence_url: https://www.sec.gov/Archives/edgar/data/1840292/000121390022083037/0001213900-22-083037-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.