secwatch.observer — SEC 8-K summary ====================================== Issuer: Heliogen, Inc. (—) CIK: 0001840292 Form: 8-K Filed at: 2022-12-28T23:59:59+00:00 Accession: 0001213900-22-083037 Event type: regulatory Sentiment: negative Materiality: 0.70 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Heliogen receives NYSE notice of non-compliance with $1.00 minimum share price ------------------------------------------------------------------------------ - Received NYSE notice on Dec 23, 2022; avg closing price below $1.00 over 30 trading days. - Has six-month cure period to regain compliance; shares continue trading during this period. - Considering options including potential reverse stock split, subject to stockholder approval. - No immediate impact on listing or business operations; compliance with other NYSE standards. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1840292/000121390022083037/0001213900-22-083037-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1840292/000121390022083037/ea170901-8k_heliogen.htm HTML page: https://secwatch.observer/filing/0001213900-22-083037 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer