secwatch.observer — SEC 8-K summary
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Issuer:     RiskOn International, Inc. (—)
CIK:        0001437491
Form:       8-K
Filed at:   2022-12-30T23:59:59+00:00
Accession:  0001213900-22-084011
Event type: regulatory
Sentiment:  negative
Materiality: 0.80
Item codes: 1.01, 2.03, 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Ecoark receives Nasdaq delisting notices for voting rule violation and minimum bid price
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- Nasdaq letter Dec 27: noncompliance with Listing Rules 5635(d) and 5640 due to Series A Preferred Stock amendment.
- Company must submit a plan by Feb 10, 2023; failure may lead to delisting from Nasdaq.
- Dec 30: bid price deficiency; 180-day grace period to regain $1.00 minimum closing bid for 10 consecutive days.
- CEO Randy May advanced $125,000 to company with no interest or fixed maturity; repayable when working capital permits.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1437491/000121390022084011/0001213900-22-084011-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1437491/000121390022084011/ea171068-8k_ecoark.htm
  HTML page:      https://secwatch.observer/filing/0001213900-22-084011

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