secwatch.observer — SEC 8-K summary ====================================== Issuer: XAI Octagon Floating Rate & Alternative Income Trust (XFLT) CIK: 0001703079 Form: 8-K Filed at: 2023-01-06T23:59:59+00:00 Accession: 0001213900-23-001381 Event type: other_material Sentiment: neutral Materiality: 0.20 Item codes: 3.02 LLM model: deepseek-v4-flash:cloud@v2 XFLT issues 793,880 common shares on conversion of 200,000 preferred shares --------------------------------------------------------------------------- - 200,000 6.00% Series 2029 Convertible Preferred Shares converted into 793,880 common shares. - Conversion price $6.3643 per common share, effective January 4, 2023. - Post-conversion: 36,484,367 common shares and 200,000 convertible preferred shares outstanding. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1703079/000121390023001381/0001213900-23-001381-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1703079/000121390023001381/s147844_8k.htm HTML page: https://secwatch.observer/filing/0001213900-23-001381 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer