secwatch.observer — SEC 8-K summary ====================================== Issuer: SARATOGA INVESTMENT CORP. (SAR) CIK: 0001377936 Form: 8-K Filed at: 2023-01-10T23:59:59+00:00 Accession: 0001213900-23-002015 Event type: earnings Sentiment: positive Materiality: 0.80 Item codes: 2.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Saratoga Investment Q3 NII per share $0.83, up 84% YoY; dividend raised 26% to $0.68 -------------------------------------------------------------------------------- - NII per share $0.83 (up 30% QoQ, 84% YoY); adjusted NII per share $0.77 (up 33% QoQ, 45% YoY). - Quarterly dividend increased 26% to $0.68 per share, paid Jan 4, 2023. - AUM $982M (+48% YoY); NAV per share $28.25 (flat QoQ); 96% of loans at highest rating. - Issued $46M of 8.00% notes due 2027 and $60.4M of 8.125% notes due 2027 in Oct-Dec 2022. - Third SBIC license approved, providing up to $175M in additional SBA debenture capacity. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1377936/000121390023002015/0001213900-23-002015-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1377936/000121390023002015/ea171501-8k_saratoga.htm HTML page: https://secwatch.observer/filing/0001213900-23-002015 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer