---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-002834"
form_type: "8-K"
ticker: null
cik: "0001832696"
company_name: "FTAC Athena Acquisition Corp."
filed_at: "2023-01-13T23:59:59+00:00"
generated_at: "2026-06-20T15:30:37.236299+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# FTAC Athena receives Nasdaq deficiency notice for failure to hold 2022 annual meeting

## Summary
- Nasdaq notified FTAC Athena on Jan 11, 2023 of non-compliance with Listing Rule 5620(a) due to missing annual meeting for FY 2022.
- Company has until Feb 27, 2023 to submit a plan to regain compliance.
- Notice is a deficiency notification only; no immediate effect on listing or trading of FTAA, FTAAU, or FTAAW.
- Company plans to hold a shareholder meeting in Feb 2023 to amend charter and serve as the annual meeting.
- Preliminary proxy for that meeting was filed Jan 9, 2023.

## SEC filing metadata
- accession: 0001213900-23-002834
- form_type: 8-K
- cik: 0001832696
- company_name: FTAC Athena Acquisition Corp.
- filed_at: 2023-01-13T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1832696/000121390023002834/0001213900-23-002834-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1832696/000121390023002834/ea171674-8k_ftacathena.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-002834
- JSON: https://secwatch.observer/filing/0001213900-23-002834.json
- Plain text: https://secwatch.observer/filing/0001213900-23-002834.txt

## Key facts
- Listing & Compliance Notices
  FTAC Athena Acquisition Corp. received a nasdaq deficiency notice notice regarding other (rules 5620(a)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Rules: 5620(a)
  source text: January 11, 2023, FTAC Athena Acquisition Corp. (the “Company”) received written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is not in compliance with Nasdaq Listing Rule 5620(a) (the “Listing Rule”), due to the Company’s failure to hold an annual meeting of shareholders for the fiscal year ended December 31, 2022. The Notice is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of the Company’s securities on the Nasdaq Capital Market. The No
  evidence_url: https://www.sec.gov/Archives/edgar/data/1832696/000121390023002834/0001213900-23-002834-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.