---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-009862"
form_type: "8-K"
ticker: null
cik: "0001834518"
company_name: "Northern Star Investment Corp. II"
filed_at: "2023-02-09T23:59:59+00:00"
generated_at: "2026-06-19T20:53:15.237671+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Northern Star Investment Corp. II receives NYSE non-compliance notice due to insufficient independent directors

## Summary
- Two independent directors (Kirsten A. Green, Maryann Turcke) resigned Jan 24-25, 2023.
- Board no longer has majority independent directors; audit committee lacks three members and financial expert.
- NYSE issued non-compliance notice on Feb 6, 2023 for Sections 303A.01 and 303A.07.
- Company intends to appoint two new independent directors qualified for audit committee service.
- Board now composed of one independent and two non-independent directors; search for replacements ongoing.

## SEC filing metadata
- accession: 0001213900-23-009862
- form_type: 8-K
- cik: 0001834518
- company_name: Northern Star Investment Corp. II
- filed_at: 2023-02-09T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1834518/000121390023009862/0001213900-23-009862-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1834518/000121390023009862/ea172905-8k_northern2.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-009862
- JSON: https://secwatch.observer/filing/0001213900-23-009862.json
- Plain text: https://secwatch.observer/filing/0001213900-23-009862.txt

## Key facts
- Listing & Compliance Notices
  Northern Star Investment Corp. II received a nyse noncompliance notice notice regarding board independence (rules 303A.01, 303A.07(a)).
  - Exchange: nyse
  - Notice: noncompliance notice
  - Deficiency: board independence
  - Rules: 303A.01, 303A.07(a)
  source text: February 6, 2023, the Company received an official notice of non-compliance from the NYSE (the “NYSE Notice”). The NYSE Notice stated that the Company will need to correct the non-compliance as promptly as practicable. It is the intention of the Board to appoint two new independent directors as soon as practicable, each duly qualified for service on the audit committee and other committees of the Board, and at least one who can be the designated audit committee member with financial management expertise. The Board is diligently engaged in a search to identify candidates qualified to fill the v
  evidence_url: https://www.sec.gov/Archives/edgar/data/1834518/000121390023009862/0001213900-23-009862-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
