---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-023415"
form_type: "8-K"
ticker: "DOMH"
cik: "0000012239"
company_name: "Dominari Holdings Inc."
filed_at: "2023-03-28T23:59:59+00:00"
generated_at: "2026-06-17T11:51:55.379516+00:00"
event_type: "m_and_a"
sentiment: "positive"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Dominari completes acquisition of Fieldpoint Private Securities; receives ~$2M in securities

## Summary
- Second closing on March 27, 2023 after FINRA approval under Rule 1017; remaining 80% interest acquired for $1.00.
- Total consideration: $2M paid at initial closing (Oct 2022) for 20% stake; $1.00 for the final 80%.
- Dominari Securities LLC received approximately $2,000,000 of marketable securities from FPS at second closing.
- Acquired broker-dealer/RIA to form new division Dominari Securities LLC, targeting HNW/UHNW clients.
- President Carlos Aldavero will lead integration; board member Kyle Wool to assist on future acquisitions.

## SEC filing metadata
- accession: 0001213900-23-023415
- form_type: 8-K
- ticker: DOMH
- cik: 0000012239
- company_name: Dominari Holdings Inc.
- filed_at: 2023-03-28T23:59:59+00:00
- event_type: m_and_a
- sentiment: positive
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 2.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/12239/000121390023023415/0001213900-23-023415-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/12239/000121390023023415/ea175865-8k_dominari.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-023415
- JSON: https://secwatch.observer/filing/0001213900-23-023415.json
- Plain text: https://secwatch.observer/filing/0001213900-23-023415.txt

## Key facts
- M&A Transactions
  Dominari Holdings Inc. completed an acquisition involving Fieldpoint Private Bank & Trust (closed 2023-03-27).
  - Action: acquisition
  - Counterparty: Fieldpoint Private Bank & Trust
  - Closing: 2023-03-27
  source text: On March 27, 2023, Dominari Holdings completed its acquisition of Fieldpoint Private Securities, LLC from Fieldpoint Private Bank & Trust.
  evidence_url: https://www.sec.gov/Archives/edgar/data/12239/000121390023023415/0001213900-23-023415-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.