secwatch.observer — SEC 8-K summary ====================================== Issuer: ClimateRock (CLRCF) CIK: 0001903392 Form: 8-K Filed at: 2023-03-31T23:59:59+00:00 Accession: 0001213900-23-025487 Event type: other_material Sentiment: neutral Materiality: 0.30 Item codes: 3.02, 7.01 LLM model: deepseek-v4-flash:cloud@v2 ClimateRock converts 1.97M Class B shares to Class A; sponsor now holds 19.8% of Class A -------------------------------------------------------------------------------- - Issued 1,968,749 Class A ordinary shares to sponsor U.N. SDG Support LLC upon conversion of equal number of Class B shares. - Post-conversion: 9,961,874 Class A shares outstanding; only 1 Class B share remains outstanding. - Sponsor holds approximately 19.8% of outstanding Class A ordinary shares. - Conversion exempt from registration under Section 3(a)(9) of Securities Act. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1903392/000121390023025487/0001213900-23-025487-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1903392/000121390023025487/ea176216-8k_climaterock.htm HTML page: https://secwatch.observer/filing/0001213900-23-025487 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer