---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-027497"
form_type: "8-K"
ticker: "ALMU"
cik: "0001828805"
company_name: "Aeluma, Inc."
filed_at: "2023-04-05T23:59:59+00:00"
generated_at: "2026-06-17T05:58:53.015845+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Aeluma completes third closing of private placement, raising $2.1M

## Summary
- Third closing on March 31, 2023: 715,666 shares at $3.00/share, gross proceeds $2,147,000.
- Total gross proceeds from all closings now $4,342,000.
- Placement agent fee of $117,760.10 and warrants for 6,720 shares at $3.00 exercise price.
- Offering exempt under Section 4(a)(2) and Regulation D; no public offering.

## SEC filing metadata
- accession: 0001213900-23-027497
- form_type: 8-K
- ticker: ALMU
- cik: 0001828805
- company_name: Aeluma, Inc.
- filed_at: 2023-04-05T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1828805/000121390023027497/0001213900-23-027497-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1828805/000121390023027497/ea176345-8k_aeluma.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-027497
- JSON: https://secwatch.observer/filing/0001213900-23-027497.json
- Plain text: https://secwatch.observer/filing/0001213900-23-027497.txt

## Key facts
- Material Agreements
  Aeluma, Inc. entered into Subscription Agreement with certain accredited investors valued at aggregate gross proceeds of $2,147,000 (effective 2023-03-31).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: certain accredited investors
  - Value: aggregate gross proceeds of $2,147,000
  - Effective: 2023-03-31
  source text: e filed on December 23, 2022, we entered into subscription agreements (the “Subscription Agreement”) with certain accredited investors, pursuant to which we issued an aggregate of 517,0000 shares of our common stock, par value $0.0001 per share, at a per share
  evidence_url: https://www.sec.gov/Archives/edgar/data/1828805/000121390023027497/0001213900-23-027497-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.