secwatch.observer — SEC 8-K summary ====================================== Issuer: Aeluma, Inc. (ALMU) CIK: 0001828805 Form: 8-K Filed at: 2023-04-05T23:59:59+00:00 Accession: 0001213900-23-027497 Event type: other_material Sentiment: neutral Materiality: 0.55 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Aeluma completes third closing of private placement, raising $2.1M ------------------------------------------------------------------ - Third closing on March 31, 2023: 715,666 shares at $3.00/share, gross proceeds $2,147,000. - Total gross proceeds from all closings now $4,342,000. - Placement agent fee of $117,760.10 and warrants for 6,720 shares at $3.00 exercise price. - Offering exempt under Section 4(a)(2) and Regulation D; no public offering. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1828805/000121390023027497/0001213900-23-027497-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1828805/000121390023027497/ea176345-8k_aeluma.htm HTML page: https://secwatch.observer/filing/0001213900-23-027497 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer