secwatch.observer — SEC 8-K summary ====================================== Issuer: CERO THERAPEUTICS HOLDINGS, INC. (CERO) CIK: 0001870404 Form: 8-K Filed at: 2023-04-07T23:59:59+00:00 Accession: 0001213900-23-028305 Event type: regulatory Sentiment: negative Materiality: 0.65 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Nasdaq notifies Phoenix Biotech of MVLS non-compliance for 30 consecutive days ------------------------------------------------------------------------------ - Received Nasdaq letter on April 3, 2023; common stock MVLS below $50M minimum for 30 consecutive trading days. - Has 180 days (until October 2, 2023) to regain compliance under Listing Rule 5810(c)(3)(C). - To regain compliance, MVLS must close at or above $50M for at least ten consecutive business days. - If not compliant by deadline, may transfer to Nasdaq Capital Market or face delisting with appeal rights. - Deficiency notice has no immediate effect on listing or trading; Company monitoring options. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1870404/000121390023028305/0001213900-23-028305-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1870404/000121390023028305/ea176568-8k_phoenix.htm HTML page: https://secwatch.observer/filing/0001213900-23-028305 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer