{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-23-029229","form_type":"8-K","ticker":"ASTI","cik":"0001350102","company_name":"Ascent Solar Technologies, Inc.","filed_at":"2023-04-13T23:59:59+00:00","discovered_at":"2026-05-14T18:03:38.530512+00:00","generated_at":"2026-06-17T02:29:28.732014+00:00","sec_items":["1.01","2.03","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.4,"calibrated_materiality_score":0.4,"confidence":"high","headline":"Ascent Solar amends note prepayment schedule; agrees to $2M cash payments in 2023","bullets":["Total prepayment of $2,000,000 across four dates from April 3 to June 19, 2023.","Each of two institutional investors (L1 Capital and Sabby Volatility) receives $1,000,000.","Prepayments at 100% of principal plus accrued interest; failure triggers default.","Amendment aligns prepayment schedules for both investors under the $15M advance notes."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-23-029229","json":"https://secwatch.observer/filing/0001213900-23-029229.json","markdown":"https://secwatch.observer/filing/0001213900-23-029229.md","text":"https://secwatch.observer/filing/0001213900-23-029229.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1350102/000121390023029229/0001213900-23-029229-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1350102/000121390023029229/ea176793-8k_ascent.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-17T02:29:28.732014+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"eac375bdd4904961986b192e4c9830737311c56f","claim":"Ascent Solar Technologies, Inc. amended convertible notes with two institutional investors at at a price equal to 100% of the principal amount of the Advance Notes to be prep.","evidence_excerpt":"On April 12, 2023, the Company and each of the Investors entered in a further amendment to the Amendment (the “Revised Amendment”), to provide for a consistent prepayment schedule for the Advance Notes held by each of the Investors.","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/1350102/000121390023029229/0001213900-23-029229-index.htm","confidence":0.9,"family_label":"Debt Financings","details":[{"label":"Instrument","value":"convertible notes"},{"label":"Counterparty","value":"two institutional investors"},{"label":"Rate","value":"at a price equal to 100% of the principal amount of the Advance Notes to be prep"},{"label":"Event","value":"amendment"}],"fact_type":"debt_financing"},{"claim_id":"0b37fa4bf0952ea6faabccd1d1ada0124be38baf","claim":"Ascent Solar Technologies, Inc. amended Waiver and Amendment Agreement with two institutional investors valued at $2,000,000 aggregate prepayment schedule for Senior Secured Original Issue 10% Discount Convertible (effective 2023-04-12).","evidence_excerpt":"On April 12, 2023, the Company and each of the Investors entered in a further amendment to the Amendment (the “Revised Amendment”), to provide for a consistent prepayment schedule for the Advance Notes held by each of the Investors.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1350102/000121390023029229/0001213900-23-029229-index.htm","confidence":0.95,"family_label":"Material Agreements","details":[{"label":"Action","value":"amendment"},{"label":"Agreement","value":"notes offering"},{"label":"Counterparty","value":"two institutional investors"},{"label":"Value","value":"$2,000,000 aggregate prepayment schedule for Senior Secured Original Issue 10% Discount Convertible"},{"label":"Effective","value":"2023-04-12"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}