---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-033973"
form_type: "8-K"
ticker: "CBAT"
cik: "0001117171"
company_name: "CBAK Energy Technology, Inc."
filed_at: "2023-04-28T23:59:59+00:00"
generated_at: "2026-06-16T06:11:20.754437+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# CBAK Energy receives Nasdaq minimum bid price deficiency notice; 180-day cure period until Oct 23, 2023

## Summary
- Notice received April 24, 2023 for non-compliance with $1.00 minimum bid price (closing bid <$1.00 for 30 consecutive business days from Mar 10 to Apr 21, 2023).
- Compliance period of 180 days until October 23, 2023; stock continues trading on Nasdaq under CBAT.
- To regain compliance, closing bid must be at least $1.00 for 10 consecutive business days during cure period.
- If not compliant by Oct 23, may apply for additional 180-day grace period; otherwise delisting proceedings begin.

## SEC filing metadata
- accession: 0001213900-23-033973
- form_type: 8-K
- ticker: CBAT
- cik: 0001117171
- company_name: CBAK Energy Technology, Inc.
- filed_at: 2023-04-28T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1117171/000121390023033973/0001213900-23-033973-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1117171/000121390023033973/ea177417-8k_cbakenergy.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-033973
- JSON: https://secwatch.observer/filing/0001213900-23-033973.json
- Plain text: https://secwatch.observer/filing/0001213900-23-033973.txt

## Key facts
- Listing & Compliance Notices
  CBAK Energy Technology, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 5550(a)(2), 5810(c)(3)(A)
  source text: April 24, 2023, CBAK Energy Technology, Inc. (the “Company”) received notice (the “Notice”) from the Listing Qualifications staff of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is currently not in compliance with the minimum bid price requirement set forth under Nasdaq Listing Rule 5550(a)(2), which requires listed securities to maintain a minimum bid price of US$1.00 per share. Nasdaq Listing Rule 5810(c)(3)(A) provides that a failure to meet the minimum bid price requirement exists if the deficiency continues for a period of 30 consecutive business days. Based on the
  evidence_url: https://www.sec.gov/Archives/edgar/data/1117171/000121390023033973/0001213900-23-033973-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.