---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-038404"
form_type: "8-K"
ticker: "ALMU"
cik: "0001828805"
company_name: "Aeluma, Inc."
filed_at: "2023-05-11T23:59:59+00:00"
generated_at: "2026-06-15T04:42:53.743844+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Aeluma closes $6.05M oversubscribed private placement of common stock at $3.00/share

## Summary
- Final closing on May 10, 2023 raised $1,710,500 from 570,166 shares; total gross proceeds $6,052,500.
- Offering was oversubscribed; CEO says proceeds extend runway for LiDAR and communications tech.
- GP Nurmenkari served as placement agent for first three closings; Network 1 Financial for final close.
- Shares sold under Rule 506(b) exemption; not registered under Securities Act.

## SEC filing metadata
- accession: 0001213900-23-038404
- form_type: 8-K
- ticker: ALMU
- cik: 0001828805
- company_name: Aeluma, Inc.
- filed_at: 2023-05-11T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 3.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1828805/000121390023038404/0001213900-23-038404-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1828805/000121390023038404/ea178338-8k_aeluma.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-038404
- JSON: https://secwatch.observer/filing/0001213900-23-038404.json
- Plain text: https://secwatch.observer/filing/0001213900-23-038404.txt

## Key facts
- Material Agreements
  Aeluma, Inc. entered into Registration Rights Agreement with the Investors.
  - Action: entry
  - Counterparty: the Investors
  source text: he Company also entered into a Registration Rights Agreement with the Investors, pursuant to which the Company agreed to register all
  evidence_url: https://www.sec.gov/Archives/edgar/data/1828805/000121390023038404/0001213900-23-038404-index.htm
- Material Agreements
  Aeluma, Inc. entered into Subscription Agreement with certain accredited investors valued at $6,052,500.
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: certain accredited investors
  - Value: $6,052,500
  source text: hat we filed on December 23, 2022, we entered into subscription agreements (the “Subscription Agreement”) with certain accredited investors, pursuant to which we issued an aggregate of 517,0000 shares of our common stock, par value $0.0001 per share, at a per share
  evidence_url: https://www.sec.gov/Archives/edgar/data/1828805/000121390023038404/0001213900-23-038404-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.