Nukkleus Inc.: auditor change — Nukkleus dismisses Marcum as auditor, engages Gries and Associates

Nukkleus Inc.

Board approved engagement of Gries & Associates as new independent auditor for FY ending Sep 30, 2023.
Marcum LLP was dismissed on May 22, 2023; no disagreements on accounting principles or auditing scope.
Previous material weaknesses in internal controls over financial reporting were disclosed (entity-level, segregation of duties, third-party service controls).
Marcum's audit report for FY2022 was unqualified; no adverse opinion or modification.
Marcum provided a letter to the SEC agreeing with the disclosures, filed as Exhibit 16.1.

item 4.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

Nukkleus Inc. dismissed Marcum LLP as its auditor.

Action: dismissal
Auditor: Marcum LLP
Successor: Gries and Associates, LLC

Exact text from the filing

In connection with the selection of Gries, the Board dismissed Marcum LLP (“Marcum”) as the Company’s independent registered public accounting firm on May 22, 2023.

View on SEC.gov

Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

Nukkleus Inc. engaged Gries and Associates, LLC as its auditor.

Action: engagement
Auditor: Gries and Associates, LLC

Exact text from the filing

On May 22, 2023, the Board of Directors (the “Board”) of Nukkleus Inc. (the “Company”) approved the engagement of Gries and Associates, LLC (“Gries”) as the Company’s new independent registered public accounting firm for the fiscal year ending September 30, 2023.

View on SEC.gov

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Source: SEC EDGAR

accession 0001213900-23-043318

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