Nukkleus Inc.: auditor change — Nukkleus dismisses Marcum as auditor, engages Gries; cites material weaknesses

Nukkleus Inc.

Board dismissed Marcum LLP as independent auditor on May 22, 2023; engaged Gries and Associates LLC for FY ending Sep 30, 2023.
No disagreements with Marcum; previously disclosed material weaknesses in internal controls (entity-level, segregation of duties, third-party reliance).
Material weaknesses existed as of Sep 30, 2022 audit; audit report was not adverse or qualified.
Marcum furnished letter to SEC agreeing with disclosures (Exhibit 16.1).

item 4.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

Nukkleus Inc. engaged Gries and Associates, LLC as its auditor.

Action: engagement
Auditor: Gries and Associates, LLC

Exact text from the filing

On May 22, 2023, the Board of Directors (the “Board”) of Nukkleus Inc. (the “Company”) approved the engagement of Gries and Associates, LLC (“Gries”) as the Company’s new independent registered public accounting firm for the fiscal year ending September 30, 2023.

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Auditor Changes SEC 8-K Item 4.01/4.02 confidence 0.9

Nukkleus Inc. dismissed Marcum LLP as its auditor.

Action: dismissal
Auditor: Marcum LLP
Successor: Gries and Associates, LLC

Exact text from the filing

In connection with the selection of Gries, the Board dismissed Marcum LLP (“Marcum”) as the Company’s independent registered public accounting firm on May 22, 2023.

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Source: SEC EDGAR

accession 0001213900-23-043506

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