{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-23-043695","form_type":"8-K","ticker":null,"cik":"0001851860","company_name":"SMART FOR LIFE, INC.","filed_at":"2023-05-30T23:59:59+00:00","discovered_at":"2026-05-14T18:03:41.237753+00:00","generated_at":"2026-06-14T11:56:51.848736+00:00","sec_items":["1.01","2.03","3.02","3.03","5.03","8.01","9.01"],"event_type":"other_material","sentiment":"positive","materiality_score":0.75,"calibrated_materiality_score":0.75,"confidence":"high","headline":"Smart for Life converts $5.8M debt to equity, nets $4.1M from warrant exercise; regains Nasdaq equity compliance","bullets":["Over $5.8M of debt and $1.2M of executive/board deferred comp converted into Series B preferred stock convertible at $2.23/share.","Warrant inducement: 3,513,750 warrants exercised at $1.30/share for $4.5M gross ($4.1M net); new warrants for 7,027,500 shares at $2.17, 5.5-year term.","Nasdaq granted extension to May 30, 2023; company now has stockholders' equity above $2.5M minimum.","Executive Chairman A. Cervantes converted $827,494 deferred comp into 3,711 Series B shares; CEO D. Minton converted $350,826 into 1,574 shares.","New 6% Secured Subordinated Promissory Note of $1,734,950 issued to Dr. Moulavi for unconverted principal and interest."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-23-043695","json":"https://secwatch.observer/filing/0001213900-23-043695.json","markdown":"https://secwatch.observer/filing/0001213900-23-043695.md","text":"https://secwatch.observer/filing/0001213900-23-043695.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1851860/000121390023043695/0001213900-23-043695-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1851860/000121390023043695/ea179431-8k_smartfor.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-14T11:56:51.848736+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"84294b9f17874332360e1133a462ed9930ff1bca","claim":"SMART FOR LIFE, INC. incurred loan of $1,734,950 with Dr. Sasson E. Moulavi at 6%.","evidence_excerpt":"on May 26, 2023, the Company issued Dr. Moulavi a new 6% Secured Subordinated Promissory Note (the \"Moulavi Balance Note\"), having identical terms to the Moulavi Note but with a principal amount of $1,734,950","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/1851860/000121390023043695/0001213900-23-043695-index.htm","confidence":0.9,"family_label":"Debt Financings","details":[{"label":"Instrument","value":"loan"},{"label":"Principal","value":"$1,734,950"},{"label":"Counterparty","value":"Dr. Sasson E. Moulavi"},{"label":"Rate","value":"6%"},{"label":"Event","value":"incurrence"}],"fact_type":"debt_financing"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}