--- schema_version: "secwatch.filing_event.v1" accession: "0001213900-23-044099" form_type: "8-K" ticker: "TYGO" cik: "0001855447" company_name: "TIGO ENERGY, INC." filed_at: "2023-05-30T23:59:59+00:00" generated_at: "2026-06-14T11:58:27.588543+00:00" event_type: "m_and_a" sentiment: "neutral" materiality_score: 0.8 calibrated_materiality_score: 0.8 confidence: "high" source: SEC EDGAR --- # Tigo Energy completes SPAC merger; 58.1M shares out, lock-up through Nov 23 ## Summary - Merger closed May 23; Legacy Tigo shares converted at 0.233335; 58,144,543 shares outstanding. - Directors/officers hold ~30.2% of post-combination shares; former SPAC holders ~3.1%. - Lock-up: full restrictions until Nov 23, 2023; 5% tradable after 90 days; board released extra 3%. - 1,945,251 SPAC shares redeemed at ~$10.40 per share before close. - Historical Tigo financial statements for 2021-2022 and Q1 2023 included in the filing. ## SEC filing metadata - accession: 0001213900-23-044099 - form_type: 8-K - ticker: TYGO - cik: 0001855447 - company_name: TIGO ENERGY, INC. - filed_at: 2023-05-30T23:59:59+00:00 - event_type: m_and_a - sentiment: neutral - materiality_score: 0.8 - calibrated_materiality_score: 0.8 - confidence: high - sec_items: 1.01, 2.01, 5.06, 9.01, 5.02, 3.03, 5.01, 5.03, 5.05, 7.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/ea179362-8k_tigoenergy.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001213900-23-044099 - JSON: https://secwatch.observer/filing/0001213900-23-044099.json - Plain text: https://secwatch.observer/filing/0001213900-23-044099.txt ## Key facts - Executive change Bill Roeschlein was appointed as Chief Financial Officer at TIGO ENERGY, INC.. - Action: appointed - Role: Chief Financial Officer source text: Upon the consummation of the Business Combination, the following individuals were appointed to serve as executive officers of the Company: Name Position Zvi Alon Chairman of the Board and Chief Executive Officer Bill Roeschlein Chief Financial Officer Jeffrey Sullivan Chief Operating Officer Jing Tian Chief Growth Officer James (JD) Dillon Chief Marketing Officer evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Executive change Jeffrey Sullivan was appointed as Chief Operating Officer at TIGO ENERGY, INC.. - Action: appointed - Role: Chief Operating Officer source text: Upon the consummation of the Business Combination, the following individuals were appointed to serve as executive officers of the Company: Name Position Zvi Alon Chairman of the Board and Chief Executive Officer Bill Roeschlein Chief Financial Officer Jeffrey Sullivan Chief Operating Officer Jing Tian Chief Growth Officer James (JD) Dillon Chief Marketing Officer evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Executive change Zvi Alon was appointed as Director at TIGO ENERGY, INC.. - Action: appointed - Role: Director source text: On the Closing Date, and in accordance with the terms of the Merger Agreement, the Board became comprised of six individuals: Zvi Alon, Michael Splinter, Stanley Stern, John Wilson, Tomer Babai, and Joan C. Conley. evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Executive change Michael Splinter was appointed as Director at TIGO ENERGY, INC.. - Action: appointed - Role: Director source text: On the Closing Date, and in accordance with the terms of the Merger Agreement, the Board became comprised of six individuals: Zvi Alon, Michael Splinter, Stanley Stern, John Wilson, Tomer Babai, and Joan C. Conley. evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Executive change Stanley Stern was appointed as Director at TIGO ENERGY, INC.. - Action: appointed - Role: Director source text: On the Closing Date, and in accordance with the terms of the Merger Agreement, the Board became comprised of six individuals: Zvi Alon, Michael Splinter, Stanley Stern, John Wilson, Tomer Babai, and Joan C. Conley. evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Executive change John Wilson was appointed as Director at TIGO ENERGY, INC.. - Action: appointed - Role: Director source text: On the Closing Date, and in accordance with the terms of the Merger Agreement, the Board became comprised of six individuals: Zvi Alon, Michael Splinter, Stanley Stern, John Wilson, Tomer Babai, and Joan C. Conley. evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Executive change Jing Tian was appointed as Chief Growth Officer at TIGO ENERGY, INC.. - Action: appointed - Role: Chief Growth Officer source text: Upon the consummation of the Business Combination, the following individuals were appointed to serve as executive officers of the Company: Name Position Zvi Alon Chairman of the Board and Chief Executive Officer Bill Roeschlein Chief Financial Officer Jeffrey Sullivan Chief Operating Officer Jing Tian Chief Growth Officer James (JD) Dillon Chief Marketing Officer evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Executive change Joan C. Conley was appointed as Director at TIGO ENERGY, INC.. - Action: appointed - Role: Director source text: On the Closing Date, and in accordance with the terms of the Merger Agreement, the Board became comprised of six individuals: Zvi Alon, Michael Splinter, Stanley Stern, John Wilson, Tomer Babai, and Joan C. Conley. evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Executive change Zvi Alon was appointed as Chairman of the Board and Chief Executive Officer at TIGO ENERGY, INC.. - Action: appointed - Role: Chairman of the Board and Chief Executive Officer source text: Upon the consummation of the Business Combination, the following individuals were appointed to serve as executive officers of the Company: Name Position Zvi Alon Chairman of the Board and Chief Executive Officer Bill Roeschlein Chief Financial Officer Jeffrey Sullivan Chief Operating Officer Jing Tian Chief Growth Officer James (JD) Dillon Chief Marketing Officer evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Executive change Tomer Babai was appointed as Director at TIGO ENERGY, INC.. - Action: appointed - Role: Director source text: On the Closing Date, and in accordance with the terms of the Merger Agreement, the Board became comprised of six individuals: Zvi Alon, Michael Splinter, Stanley Stern, John Wilson, Tomer Babai, and Joan C. Conley. evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Executive change James (JD) Dillon was appointed as Chief Marketing Officer at TIGO ENERGY, INC.. - Action: appointed - Role: Chief Marketing Officer source text: Upon the consummation of the Business Combination, the following individuals were appointed to serve as executive officers of the Company: Name Position Zvi Alon Chairman of the Board and Chief Executive Officer Bill Roeschlein Chief Financial Officer Jeffrey Sullivan Chief Operating Officer Jing Tian Chief Growth Officer James (JD) Dillon Chief Marketing Officer evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Governance Changes TIGO ENERGY, INC.: Board adopted a new Code of Business Conduct and Ethics (effective 2023-05-22). - Change: code of ethics - Effective: 2023-05-22 source text: On May 22, 2023, the Board adopted a new Code of Business Conduct and Ethics that applies to all of its employees, officers and directors, including its Chief Executive Officer, Chief Financial Officer and other executive and senior financial officers. evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Governance Changes TIGO ENERGY, INC.: ROCG ceased to be a shell company as a result of the Business Combination (effective 2023-05-22). - Change: shell status - Effective: 2023-05-22 source text: As a result of the Business Combination, ROCG ceased to be a shell company upon the Closing. evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Governance Changes TIGO ENERGY, INC.: Company adopted Amended and Restated Bylaws in connection with the Business Combination (effective 2023-05-23). - Change: bylaw amendment - Effective: 2023-05-23 source text: adopted the Amended and Restated Bylaws (the “Bylaws”). evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - Governance Changes TIGO ENERGY, INC.: Company filed a Second Amended and Restated Certificate of Incorporation in connection with the Business Combination (effective 2023-05-23). - Change: charter amendment - Effective: 2023-05-23 source text: the Company changed its name to "Tigo Energy, Inc.," filed a Second Amended and Restated Certificate of Incorporation (the “Charter”) with the Delaware Secretary of State on May 23, 2023 evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm - M&A Transactions TIGO ENERGY, INC. underwent a change of control involving Roth CH Acquisition IV Co. for Each share of Legacy Tigo common stock converted into 0.233335 shares of New Tigo common stock; Legacy Tigo stock options and warrants converted on same ratio (closed 2023-05-23). - Action: change of control - Counterparty: Roth CH Acquisition IV Co. - Consideration: Each share of Legacy Tigo common stock converted into 0.233335 shares of New Tigo common stock; Legacy Tigo stock options and warrants converted on same ratio - Closing: 2023-05-23 source text: 0001855447 false --12-31 Roth CH Acquisition IV Co. 0001855447 2023-05-30 2023-05-30 0001855447 dei:FormerAddressMember 2023-05-30 2023-05-30 0001855447 TYGO:CommonStockParValue0.0001PerShareMember 2023-05-30 2023-05-30 0001855447 TYGO:WarrantsToPurchaseCommonStockAtExercisePriceOf11.50PerShareMember 2023-05-30 2023-05-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. evidence_url: https://www.sec.gov/Archives/edgar/data/1855447/000121390023044099/0001213900-23-044099-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.