secwatch.observer — SEC 8-K summary ====================================== Issuer: Nuvve Holding Corp. (NVVE) CIK: 0001836875 Form: 8-K Filed at: 2023-06-06T23:59:59+00:00 Accession: 0001213900-23-046701 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Nuvve raises ~$1.0M via registered direct offering of 2.49M shares at $0.40/share -------------------------------------------------------------------------------- - Gross proceeds of $997,012 from sale of 2,492,530 shares at $0.40 per share. - Closing expected on or about June 6, 2023; proceeds for working capital and general corporate purposes. - Purchaser is institutional investor; Chardan Capital Markets receives 6% placement agent fee. - Shares offered under existing effective S-3 shelf registration statement. - As of June 2, 2023, company had 27.6M shares outstanding, ~20M warrants, ~2.5M options. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1836875/000121390023046701/0001213900-23-046701-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1836875/000121390023046701/ea179794-8k_nuvve.htm HTML page: https://secwatch.observer/filing/0001213900-23-046701 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer