---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-053499"
form_type: "8-K"
ticker: null
cik: "0001865697"
company_name: "Genesis Growth Tech Acquisition Corp."
filed_at: "2023-06-30T23:59:59+00:00"
generated_at: "2026-06-13T14:22:51.305863+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Genesis Growth Tech receives Nasdaq delisting notice for insufficient publicly held shares

## Summary
- Nasdaq notified GGAA on June 28 that publicly held shares (101,039) are below required 1.1M minimum.
- Company must submit compliance plan by August 14, 2023; Nasdaq may grant extension to Dec 25, 2023.
- Non-compliance with Nasdaq Listing Rule 5450(b)(1)(B); units, shares, and warrants continue trading for now.
- If plan rejected, company can appeal to a Hearing Panel under Nasdaq Listing Rule 5815(a).

## SEC filing metadata
- accession: 0001213900-23-053499
- form_type: 8-K
- cik: 0001865697
- company_name: Genesis Growth Tech Acquisition Corp.
- filed_at: 2023-06-30T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1865697/000121390023053499/0001213900-23-053499-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1865697/000121390023053499/ea181136-8k_genesis.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-053499
- JSON: https://secwatch.observer/filing/0001213900-23-053499.json
- Plain text: https://secwatch.observer/filing/0001213900-23-053499.txt

## Key facts
- Listing & Compliance Notices
  Genesis Growth Tech Acquisition Corp. received a nasdaq deficiency notice notice regarding other (rules 5450(b)(1)(B)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Rules: 5450(b)(1)(B)
  source text: June 28, 2023, Genesis Growth Tech Acquisition Corp. (the “ Company ”) received a notification letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“ Nasdaq ”) stating the Company was not in compliance with Nasdaq Listing Rule 5450(b)(1)(B), as a result of the number of publicly held shares of the Company as reported on the Company’s Form 10-K for the period ended December 31, 2022 (i.e., 101,039 shares), having fallen below the minimum of 1,100,000 publicly held shares required for continued listing. The Nasdaq notification letter has no immediate effect on the li
  evidence_url: https://www.sec.gov/Archives/edgar/data/1865697/000121390023053499/0001213900-23-053499-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.