---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-062527"
form_type: "8-K"
ticker: "AMZE"
cik: "0001880343"
company_name: "AMAZE HOLDINGS, INC."
filed_at: "2023-08-02T23:59:59+00:00"
generated_at: "2026-06-12T15:00:34.829369+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Fresh Vine Wine raises up to $1M via Series A Preferred; resolves NYSE audit committee non-compliance

## Summary
- Up to $1M private placement of Series A Convertible Preferred Stock at $100/sh; initial closing $400,000 for 4,000 shares.
- Series A stock: 12% annual dividend, convertible at $0.10/sh (floor $0.05), 150% liquidation preference.
- After Michael Pruitt became Interim CEO on July 19, audit committee fell below two members; NYSE notice received July 27.
- Company cured by appointing David Yacullo to audit committee on July 27; NYSE confirmed compliance on July 28.

## SEC filing metadata
- accession: 0001213900-23-062527
- form_type: 8-K
- ticker: AMZE
- cik: 0001880343
- company_name: AMAZE HOLDINGS, INC.
- filed_at: 2023-08-02T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 5.03, 3.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1880343/000121390023062527/0001213900-23-062527-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1880343/000121390023062527/ea182755-8k_freshvine.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-062527
- JSON: https://secwatch.observer/filing/0001213900-23-062527.json
- Plain text: https://secwatch.observer/filing/0001213900-23-062527.txt

## Key facts
- Listing & Compliance Notices
  AMAZE HOLDINGS, INC. received a nyse_american compliance regained notice regarding shareholders.
  - Exchange: nyse american
  - Notice: compliance regained
  - Deficiency: shareholders
  source text: received a letter from the NYSE American stating that the Company has resolved the deficiency set forth in the Notice and has regained compliance with the NYSE American’s audit committee composition requirements. The Notice had no immediate effect on the listing or trading of the Company’s common stock and the common stock continues to trade on the NYSE American under the symbol “VINE”. In accordance the rules of the NYSE American, the Company issued a press release on July 31, 2023, announcing that it had received the Notice.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1880343/000121390023062527/0001213900-23-062527-index.htm
- Governance Changes
  AMAZE HOLDINGS, INC.: Filed Certificate of Designation for Series A Convertible Preferred Stock, amended on August 1, 2023, establishing rights, preferences, and limitations including stated value, conversion, dividends, redemption, and voting (effective 2023-07-27).
  - Change: charter amendment
  - Effective: 2023-07-27
  source text: On July 27, 2023, Fresh Vine Wine, Inc. (the "Company") filed with the Secretary of State of the State of Nevada a Certificate of Designation of Preferences, Rights and Limitations of Series A Convertible Preferred Stock, par value $0.001 per share (the "Series A Stock"), which was amended on August 1, 2023 prior to the issuance of any shares of Series A Stock by filing Amendment No. 1 thereto (as so amended, the "Certificate").
  evidence_url: https://www.sec.gov/Archives/edgar/data/1880343/000121390023062527/0001213900-23-062527-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.