{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-23-063752","form_type":"8-K","ticker":"XFLT","cik":"0001703079","company_name":"XAI Octagon Floating Rate & Alternative Income Trust","filed_at":"2023-08-04T23:59:59+00:00","discovered_at":"2026-05-14T18:03:34.914139+00:00","generated_at":"2026-06-12T06:06:02.784229+00:00","sec_items":["3.02"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.35,"calibrated_materiality_score":0.35,"confidence":"high","headline":"XAI Octagon Floating Rate Trust issues 400K convertible preferred shares for ~$9.3M","bullets":["Issued 400,000 additional 6.00% Series 2029 Convertible Preferred Shares at $23.25 per share.","Net proceeds to the Trust were approximately $9.3 million before expenses.","After issuance, outstanding shares: 42,874,432 common and 800,000 convertible preferred.","Sale was made to existing purchasers under a Purchase Agreement exempt per Section 4(a)(2)."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-23-063752","json":"https://secwatch.observer/filing/0001213900-23-063752.json","markdown":"https://secwatch.observer/filing/0001213900-23-063752.md","text":"https://secwatch.observer/filing/0001213900-23-063752.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1703079/000121390023063752/0001213900-23-063752-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1703079/000121390023063752/ea159428_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-12T06:06:02.784229+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}