---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-064575"
form_type: "8-K"
ticker: "TRIN"
cik: "0001786108"
company_name: "Trinity Capital Inc."
filed_at: "2023-08-08T23:59:59+00:00"
generated_at: "2026-06-12T02:31:28.735740+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Trinity Capital raises ~$72.5M in common stock offering; proceeds to repay KeyBank credit facility

## Summary
- Issued 5,190,312 shares of common stock at $14.45 per share, netting ~$72.5M after discounts and expenses.
- Underwriters granted 30-day option to purchase up to 778,546 additional shares.
- Net proceeds of ~$72.5M will be used to repay a portion of the secured revolving credit facility with KeyBank.
- Executives and directors subject to 60-day lock-up on selling company securities.
- Underwriting agreement involves UBS, Morgan Stanley, KBW, RBC, and Wells Fargo as representatives.

## SEC filing metadata
- accession: 0001213900-23-064575
- form_type: 8-K
- ticker: TRIN
- cik: 0001786108
- company_name: Trinity Capital Inc.
- filed_at: 2023-08-08T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1786108/000121390023064575/0001213900-23-064575-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1786108/000121390023064575/ea159542_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-064575
- JSON: https://secwatch.observer/filing/0001213900-23-064575.json
- Plain text: https://secwatch.observer/filing/0001213900-23-064575.txt

## Key facts
- Material Agreements
  Trinity Capital Inc. entered into Underwriting Agreement with UBS Securities LLC, Morgan Stanley & Co., LLC, Keefe, Bruyette & Woods Inc., RBC Capital Markets, LLC and Wells Fargo Securities, LLC valued at Issued 5,190,312 shares at $14.45 per share, net proceeds approximately $72.5 million (effective 2023-08-03).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: UBS Securities LLC, Morgan Stanley & Co., LLC, Keefe, Bruyette & Woods Inc., RBC Capital Markets, LLC and Wells Fargo Securities, LLC
  - Value: Issued 5,190,312 shares at $14.45 per share, net proceeds approximately $72.5 million
  - Effective: 2023-08-03
  source text: On August 3, 2023, Trinity Capital Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”), with UBS Securities LLC, Morgan Stanley & Co., LLC, Keefe, Bruyette & Woods Inc., RBC Capital Markets, LLC and Wells Fargo Securities, LLC as representatives of the several underwriters named on Schedule A thereto (collectively, the “Underwriters”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1786108/000121390023064575/0001213900-23-064575-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.