secwatch.observer — SEC 8-K summary ====================================== Issuer: Northern Star Investment Corp. IV (—) CIK: 0001835814 Form: 8-K Filed at: 2023-08-18T23:59:59+00:00 Accession: 0001213900-23-069019 Event type: regulatory Sentiment: negative Materiality: 0.40 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Northern Star IV gets NYSE non-compliance notice after audit committee drops below three members -------------------------------------------------------------------------------- - Director Emily White resigned on Aug 14, 2023; audit committee fell below NYSE's minimum three independent directors. - NYSE issued non-compliance notice on Aug 17, 2023 for violation of Section 303A.07(a) (audit committee composition). - Company intends to appoint a new independent director qualified for audit committee 'as soon as practicable'. - Prior to resignation, audit committee had exactly three independent directors, the minimum required. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1835814/000121390023069019/0001213900-23-069019-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1835814/000121390023069019/ea183848-8k_northern4.htm HTML page: https://secwatch.observer/filing/0001213900-23-069019 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer