---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-23-070103"
form_type: "8-K"
ticker: "OXSQ"
cik: "0001259429"
company_name: "Oxford Square Capital Corp."
filed_at: "2023-08-23T23:59:59+00:00"
generated_at: "2026-06-11T04:40:13.209388+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.2
calibrated_materiality_score: 0.2
confidence: "high"
source: SEC EDGAR
---

# Oxford Square Capital amends equity distribution agreement with Ladenburg Thalmann to continue ATM offerings

## Summary
- Entered into Amendment No. 1 to Equity Distribution Agreement dated August 22, 2023.
- Amendment allows continued sales of common stock under existing shelf registration statement (N-2).
- Ladenburg Thalmann & Co. Inc. remains sales agent; no change in distribution terms disclosed.
- Dechert LLP provided legal opinion on shares to be sold, filed as Exhibit 5.1.

## SEC filing metadata
- accession: 0001213900-23-070103
- form_type: 8-K
- ticker: OXSQ
- cik: 0001259429
- company_name: Oxford Square Capital Corp.
- filed_at: 2023-08-23T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.2
- calibrated_materiality_score: 0.2
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1259429/000121390023070103/0001213900-23-070103-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1259429/000121390023070103/ea160387_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-23-070103
- JSON: https://secwatch.observer/filing/0001213900-23-070103.json
- Plain text: https://secwatch.observer/filing/0001213900-23-070103.txt

## Key facts
- Material Agreements
  Oxford Square Capital Corp. amended Amendment with Ladenburg Thalmann & Co. Inc. (effective 2023-08-22).
  - Action: amendment
  - Agreement: atm program
  - Counterparty: Ladenburg Thalmann & Co. Inc.
  - Effective: 2023-08-22
  source text: On August 22, 2023, Oxford Square Capital Corp. (the “Company”) entered into an amendment no. 1 (the “Amendment”) to that certain equity distribution agreement, dated August 1, 2019 (as amended, the “Equity Distribution Agreement”), by and among the Company, Oxford Square Management, LLC, Oxford Funds, LLC and Ladenburg Thalmann & Co. Inc., as the sales agent.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1259429/000121390023070103/0001213900-23-070103-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.